Robert Calamunci is responsible for overseeing and managing regulatory compliance with FINRA regulations as well as state and federal securities laws. He develops, initiates, maintains and revises policies and procedures for the general operation of the Xnergy Financial Compliance Program and its related activities.He manages the day-to day-operation of the program to ensure legal, ethical and proper conduct and compliance.
Mr. Calamunci develops and reviews standards of conduct to ensure continuing support and provides guidance to Xnergy personnel. He directs compliance issues to appropriate channels for investigation and resolution, often in consultation with corporate counsel.
Mr. Calamunci holds FINRA Series 65, 64, 56, 53, 27, 24, 14, 7, 8 and 4 licenses.
