Mr. Calamunci is the Chief Compliance Officer and Financial Operations Principal at Xnergy Financial. He is primarily responsible for overseeing and managing regulatory compliane with FINRA, State and Federal Securities Laws. Mr. Calamunci develops, initiates, maintains and revises policies and procedures for the general operation of the Xnergy Financial Compliance Program and its related activities. He manages the day to day operation of the program to prevent to ensure legal, ethical and proper conduct and compliance.
Mr. Calamunci develops reviews Standards of Conduct to ensure continuing support and provides guidance to Xnergy personnel. He directs compliance issues to appropriate channels for investigation and resolution. He consults with Xnergy Financial’s corporate counsel as needed to resolve legal compliance issues.
Mr. Calamunci holds FINRA Series 65, 64, 56, 53, 27, 24, 14, 7, 8 and 4 licenses